Can I have more than 1 account with Tradier Brokerage? Yes! You can have multiple accounts with Tradier Brokerage including personal accounts, IRAs and entity accounts.

Can my accounts be managed under the same user? Yes, all of your accounts can be listed under 1 login. You can then easily switch between these accounts online.

Will my Futures account be linked to my Tradier Brokerage accounts? Not at the moment.  However, Tradier is developing a solution to make this process simpler moving forward.

Are there limits to opening multiple accounts? Industry regulations do limit each account registration to 1 margin account. For example, you can have 1 individual margin account and 1 joint margin account with another person. You cannot open a 2^nd individual margin account or joint margin account with the same person. You can open as many cash accounts as you would like.

Is there any account minimum with Tradier Brokerage? No! You can start your account with as little as you would like. The $10,000 is only required to get the WealthCharts promotion.

Is there a minimum for Pattern Day Trading? Yes. In a margin account, you will need to maintain at least $25,000 equity in order to day trade without restriction. If you have less than $25,000 equity or wish to avoid the PDT designation, you are limited to 3 day trades in a 5 day period. In a cash account, there are no limits on the number of day trades, but you are restricted to only day trading with settled funds.

Is there a minimum for margin/options? Margin accounts do have a $2,000 account minimum to utilize borrowing capabilities. There are no minimums to trade up to level 3 options. For naked puts, the account minimum is $10,000. For naked calls, the account minimum is $50,000. For naked index options, the account minimum is $100,000.

Can I open a Trust account at Tradier Brokerage? Yes! This will need to be opened with physical paperwork that can be completed through Adobe Sign. As long as the Trust is in a personal name or family name, the Trust account is considered non-professional.

Can I open an LLC, Corporate or Partnership account with Tradier Brokerage? Yes! Tradier Brokerage offers all of these account types to entities based in the United State. These entities are considered professional by the exchanges. Therefore, market data fees do apply.

What are market data fees? Market data fees are imposed on Professional accounts. This includes LLCs, LPs and Corporations. NASDAQ fees are $24/month and charged directly to your Tradier Brokerage account. OPRA and NYSE fees are charged directly by the exchanges to you. Those fees are currently $31.50 and $68 respectively.

Where can I find details about Tradier Brokerage fees? An extensive list of any applicable fees can be found on the Tradier Brokerage website here: Pricing

Is the Pro Plan truly unlimited? Yes! You can trade as many shares of stock and listed option contracts per month for $0 commission. There is no cap.

What is not covered by the $10/month Pro Plan subscription? Index option commissions are not covered by the Pro Plan subscription. This includes options on SPX, NDX, XSP, RUT, VIX and others. These commissions are still $0.35/contract. Single Listed Option fees apply to these index options and can be viewed on our website. Regulatory and Exchange fees also still apply. Option Assignment and Exercise fees are $9 and not covered by the Pro Plan subscription.

Does Tradier Brokerage have insurance for its accounts? Tradier Brokerage has SIPC insurance through our clearing firm, Apex. This covers accounts up to $500,000. Tradier Brokerage and Apex Clearing also have additional private insurance for larger accounts.

Trading and Pattern Day Trading

Where can I find information about Pattern Day Trading with Tradier Brokerage. Please refer to our FAQ regarding Pattern Day Trading here: PDT

Are there other trading considerations I should be aware of? Please read the Tradier Brokerage FAQs about trading here: Trading

Does Tradier Brokerage offer IRA accounts? Yes! Tradier offers Roth, Tradition and SEP IRAs. These can be opened online and can trade up to level 3 options.

Are there any fees for IRA accounts? There is a $30 annual fee for IRA accounts. This is waived if you are in the Pro Subscription with Tradier. There is a $60 termination fee if you close out the entire IRA.

How do I move my IRA from another brokerage to Tradier? You can do an ACAT Transfer from your existing brokerage in your Tradier Brokerage IRA. The form to do so is on the Tradier Brokerage website when you log into your account. ACAT transfers typically take 5-7 business days.

What are my choices for funding my Tradier Brokerage account?

You have 4 options to fund your new Tradier Account:

• ACH Transfer
• Check Deposit
• Wire Transfer
• ACAT Transfer

I have other questions about these funding options, where should I look? Please refer to the Tradier Brokerage FAQs about account funding here: Funding If you have additional questions, please email service@tradierbrokerage.com.

Does Tradier furnish tax forms? Yes, Tradier provides 1099 tax forms by February 15^th each year. These are available for upload to TurboTax.

Does Tradier offer a Gain/Loss report? Yes, on the Tradier Brokerage website your daily realized gain/loss report is available. This can be downloaded to excel.

Money Management

What is the current interest rate for borrowing funds in a margin account? The current interest rate is 9.5% on borrowed funds.

Does Tradier Brokerage pay interest on cash in my account? Tradier Brokerage does not currently pay interest on uninvested cash.

Does Tradier Brokerage offer Money Market funds or Mutual funds in general? No, Tradier Brokerage does not offer Money Market funds or Mutual funds.